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Mock Test ₹

1

SEBI - Investor Certification Examination - Securities Market Booklet

2

SEBI - Investor Certification Examination - Financial Education Booklet

3

NISM-Series-I: Currency Derivatives Certification Examination

4

NISM-Series-II-A: Registrars and Transfer Agents (Corporate) Certification Examination

5

NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) Certification Examination

6

NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination

7

NISM-Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination

8

NISM-Series-IV: Interest Rates Derivatives Certification Examination

9

NISM-Series-V-A: Mutual Fund Distributors Certification Examination

10

NISM-Series-V-A: Mutual Fund Distributors Certification Examination (HINDI)

11

NISM-Series-V-B: Mutual Fund Foundation Certification Examination

12

NISM-Series-VI: Depository Operations Certification Examination

13

NISM-Series-VII: Securities Operations and Risk Management Certification Examination

14

NISM-Series-VIII: Equity Derivatives Certification Examination

15

NISM-Series-IX: Merchant Banking Certification Examination

16

NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination

17

NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination

18

NISM-Series-XII: Securities Markets Foundation Certification Examination

19

NISM-Series-XIII: Common Derivatives Certification Examination

20

NISM-Series-XV: Research Analyst Certification Examination

21

NISM-Series-XVI: Commodity Derivatives Certification Examination

22

NISM-Series-XVII: Retirement Adviser Certification Examination

23

NISM-Series-XIX-A: Alternative Investment Funds (Category I and II) Distributors Certification Examination

24

NISM-Series-XIX-B: Alternative Investment Funds (Category III) Distributors Certification Examination

25

NISM-Series-XIX-C: Alternative Investment Fund Managers Certification Examination

26

NISM-Series-XIX-D: Alternative Investment Fund Managers (Category I & II) Certification Examination

27

NISM-Series-XIX-E: Alternative Investment Fund Managers (Category III) Certification Examination

28

NISM-Series-XXI-A: Portfolio Management Services (PMS) Distributors Certification Examination

29

NISM-Series-XXI-B: Portfolio Managers Certification Examination

30

NISM-Series-XXIII: Social Impact Assessors Certification ExaminationNISM-Series-XXIII: Social Impact Assessors Certification Examination

31

NISM-Series-XXIV: AML and CFT Provisions in Securities Markets Certification Examination

32

NISM-Series-XXIV: AML and CFT Provisions in Securities Markets Certification Examination

Edit Template

Slno

Certificate Name

View

Download(pdf)

Mock Test ₹

1

SEBI - Investor Certification Examination - Securities Market Booklet

2

SEBI - Investor Certification Examination - Financial Education Booklet

3

NISM-Series-I: Currency Derivatives Certification Examination

4

NISM-Series-II-A: Registrars and Transfer Agents (Corporate) Certification Examination

5

NISM-Series-II-B: Registrars and Transfer Agents (Mutual Fund) Certification Examination

6

NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination

7

NISM-Series-III-C: Securities Intermediaries Compliance (Fund) Certification Examination

8

NISM-Series-IV: Interest Rates Derivatives Certification Examination

9

NISM-Series-V-A: Mutual Fund Distributors Certification Examination

10

NISM-Series-V-A: Mutual Fund Distributors Certification Examination (HINDI)

11

NISM-Series-V-B: Mutual Fund Foundation Certification Examination

12

NISM-Series-VI: Depository Operations Certification Examination

13

NISM-Series-VII: Securities Operations and Risk Management Certification Examination

14

NISM-Series-VIII: Equity Derivatives Certification Examination

15

NISM-Series-IX: Merchant Banking Certification Examination

16

NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination

17

NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination

18

NISM-Series-XII: Securities Markets Foundation Certification Examination

19

NISM-Series-XIII: Common Derivatives Certification Examination

20

NISM-Series-XV: Research Analyst Certification Examination

21

NISM-Series-XVI: Commodity Derivatives Certification Examination

22

NISM-Series-XVII: Retirement Adviser Certification Examination

23

NISM-Series-XIX-A: Alternative Investment Funds (Category I and II) Distributors Certification Examination

24

NISM-Series-XIX-B: Alternative Investment Funds (Category III) Distributors Certification Examination

25

NISM-Series-XIX-C: Alternative Investment Fund Managers Certification Examination

26

NISM-Series-XIX-D: Alternative Investment Fund Managers (Category I & II) Certification Examination

27

NISM-Series-XIX-E: Alternative Investment Fund Managers (Category III) Certification Examination

28

NISM-Series-XXI-A: Portfolio Management Services (PMS) Distributors Certification Examination

29

NISM-Series-XXI-B: Portfolio Managers Certification Examination

30

NISM-Series-XXIII: Social Impact Assessors Certification ExaminationNISM-Series-XXIII: Social Impact Assessors Certification Examination

31

NISM-Series-XXIV: AML and CFT Provisions in Securities Markets Certification Examination

32

NISM-Series-XXIV: AML and CFT Provisions in Securities Markets Certification Examination

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Fees (₹)
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NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Fund Certification Examination

The examination seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.

Examination Objectives:

Assessment Structure:

Exam Component

Total Marks

Number of Questions

Exam Duration

Negative Marking

Passing Score

Details

100

100 (1 mark each)

2 hours

No Negative Marking.

50%

Syllabus Outline with Weightages

Unit No.

Unit Name

Weightage (%)

1

Introduction to Securities

20

2

Characteristics of Equities

3

Characteristics of Debt Securities

4

Characteristics of Other Securities

5

SEBI- Role and Regulations

6

Basics of Registrars and Transfer Agents

25

7

Registrars and Transfer Agents Regulations

8

Basics of Mutual Funds

9

Structure and Constituents of Mutual Funds

25

10

Mutual Fund Products

11

Operational Concepts of Mutual Funds

12

Investors in Mutual Funds

25

13

Banking Operations in Mutual Funds

14

Financial Transactions

15

Non-Financial Transactions

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